About Cetera

Our independent business model gives us the flexibility to focus on your needs when developing investment strategies and making business decisions. Just as we stand behind you to help you pursue your financial dreams, we have teams standing behind us supporting our business. They also strengthen our relationship with you by providing the resources we need to offer superior service. We'd like you to know more about these organizations and why we’ve chosen to work with them.

We are affiliated with Cetera Wealth Services LLC, one of the premier broker-dealers in the industry. They’re responsible for executing trades on your behalf. Like all broker-dealers, they must undergo regular auditing, and are required to meet specific net capital requirements to ensure they can meet obligations to investors like you.

But their support for our relationship goes well beyond executing trades. We have the independence and freedom to recommend the financial solutions that best suit your needs—no sales quotas to fulfill or proprietary products to push—ensuring your objectives are what drive all decisions, while Cetera Wealth Services’ network of people and resources help us pursue your unique goals and vision for the future.

As the second-largest independent financial advisor network in the nation by number of financial professionals and a leading provider of investment programs to financial institutions, Cetera Investment Advisers LLC provides wealth management and advisory platforms, comprehensive broker-dealer and registered investment adviser services, and innovative technology to its nationwide network of broker-dealers.

Cetera offers the stability of a large and well-capitalized broker-dealer and registered investment adviser, while serving independent and institutions-based financial professionals in a way that’s customized to their individual needs. Cetera is committed to helping financial professionals grow their businesses and strengthen their client relationships. All of Cetera's broker-dealers are members of FINRA/SIPC.

While the organizations behind us play important roles in serving your needs, the most important relationship we have is undoubtedly with you. We work with these firms to make it easier for us to work for you. If you'd like more information about them, please don’t hesitate to ask. We want you to feel confident that you understand, to your satisfaction, how we work with and through these organizations, why we’ve chosen to work with Cetera Wealth Services, and the absolute priority both Cetera Wealth Services and our team place on our relationship with you.

About Cetera Financial Group: “Cetera Financial Group” refers to the network of independent retail firms encompassing, among others, Cetera Advisors LLC, Cetera Wealth Services LLC, Cetera Investment Services LLC (marketed as Cetera Financial Institutions or Cetera Investors), and Cetera Financial Specialists LLC. All firms are members FINRA / SIPC. Located at 655 W. Broadway, 11th Floor, San Diego, CA 92101.